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(Reuters) - A U.S. Securities and Exchange Commission review of its "accredited investor" rule could ultimately make it tougher for brokers to sell privately traded securities, a high-risk,...

Social media and other online communication may be top of mind for financial advisers, but many find there is no substitute for old-fashioned, in-person client events.

NEW YORK (Reuters) - An investment adviser in his 70s was found guilty on Thursday on charges he defrauded clients by funneling money to a New York horse racing firm and small, thinly traded...

(Reuters) - A Chicago federal judge has refused to overturn the conviction of Eric Bloom, the former chief executive of money management firm Sentinel Management Group Inc, for defrauding customers...

NEW YORK (Reuters) - Investors in U.S.-based funds withdrew a net $7.6 billion from stock funds in the week ended July 23, marking their biggest outflows since early February, data from Thomson...

(Reuters) - Even adjusting for extraordinarily low interest rates, global equities are expensive and finding double-digit annual real returns over the next five years is going to be tough.

NEW YORK (Reuters) - The federal judge who oversaw the trial of five associates of imprisoned swindler Bernard Madoff on Thursday refused to overturn their convictions for helping their former boss...

WASHINGTON (Reuters) - The number of Americans filing new claims for unemployment benefits fell to the lowest level in nearly 8-1/2 years last week, suggesting the labor market recovery was gaining...

NEW YORK (Reuters) - Trying to take your financial temperature? It's not just a matter of how much money you have in the bank. There could be millions of dollars there and you could still be...

CHICAGO (Reuters) - Individual Retirement Account contributions are getting larger - an encouraging sign of a recovering economy and improved habits among retirement savers.

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